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Self Determined Participatory Action of Marginalized Groups: The streets of São Paulo

Urban Struggle for the Right to the City (en)

The aim of this paper is to give an overview about the right to the city. The right to the city is a concept that is part of the discourse about contemporary urban development with its accompanied and resulting social inequalities. It is referred to in institutional discourse on international level by UN-Habitat/UNESCO, on city level in form of statutes that intends to grant more rights to city dwellers (such as in Brazil and Mexico) but emerges also in various forms in the struggle of (urban) social movements and grassroots groups all over the world. Therefore it seems to be interesting to take a closer look to its roots that has been initially planted by the French sociologist and philosopher Henri Lefebvre.

Due to its complexity, it is not the aim of this paper to comprehensively lay out the right to the city to its full extend and in all its possible forms and facets. The paper focus on the basic concepts and takes a further look at contemporary interpretations of scholars such as David Harvey and Manuel Castells. Hence, the right to the city is used here primarily to describe the development of the ‘capitalist city’, its negative effects for its inhabitants and the potential utopias that could be made possible, in contrast to other approaches such as the ‘creative city’ developed by urban theorists like Richard Florida.

In order to relate the right to the city to concrete urban development processes, another concept, the global city , is going to be examined. The global city serves as the frame to take a look at four concrete urban development projects in various cities (two German, one Turkish and one Brazilian city), that fit all into the category of waterfront revitalization . The selected examples shall conceptualize the impacts of large scale urban development projects on the urban and social structure of a city. Similar to the right to the city , the global city can examined from different points of views. Here, it is intended to focus on the global city as driver of globalization which will be related directly in the notion of the ‘capitalist city’.

The paper will finally return to an analysis of the right to the city related to the world city with its given examples and its potential meaning in terms of citizenship, the shaping of the city and the production of urban space, driven from below.

Introduction

The explicit struggle for the right to the city has been one of the major urban struggles in the last couple of years.

Nowadays, cities are the living ambient for the majority of the world’s population, from small towns to mega- and global cities. Simultaneously to the cities growth (and sometimes their shrinking as well), their literally ‘explosion’ as it can be observed in contemporary megacities and metropolitan regions, its citizens lost any possibility to shape the city they live in according to their ideas, wishes and needs. Decisions are made by a political elite, often driven by economic principles and reasoning, without or with very limited possibilities of participation by the citizens.

The shape and structure of the city is changing, driven by or enforcing processes such as gentrification, segregation, or rural-urban-international-migration. Many western cities experience an expulsion and substitution of long time residents from their quarters and neighborhoods by a new, young, dynamic and relatively rich elite. Mega-events such as the Football World-Cup or the Olympic Games are the justification for massive urban infrastructure investment (housing, transport, leisure) and the revitalization of whole city regions, in the centers and peripheries, which usually force many residents to leave the area (in the best case ‘voluntarily’ or by eviction in the worst case) due to increasing living costs or their ‘inappropriate’ social background and appearance.

These and other factors and processes are often accompanied by high levels of repression in guise of police or private security agents which execute state led decisions and defend private interests, against the will of the citizen.

Despite this development, a rising number of cities are scenes of an emerging struggle for the right to shape and influence the development of and the life in the cities, driven by the often excluded, marginalized or discriminated citizen.

The Right to the City

The right to the city can be referred back to the French sociologist and philosopher Henri Lefebvre. Several of his writings are dedicated to and develop a concept of the right to the city , among them Le droit à la ville (The right to the city) (Lefebvre, 1968), Le droit à la ville suivi de Espace et politique (Levebfre, 1974), The production of space (Lefebvre, 1991) or Writings on cities (Lefebvre, 1996).

Henri Lefebvre’s concept of the right to the city can be reckoned as a highly abstract framework that aims to conceptualize a critique of the development of the (industrialized, western) city that neglects (the majority of) its inhabitants. With the right to the city he provides a conceptualization of a right that each citizen is supposed to possess.

The abstractness of this conceptualization makes it actually difficult to fully grasp its meanings and corresponding real world consequences (Purcell, 2002, p.99) and leaves much space for theorization and interpretation, which is clearly visible in the different discourses about the right to the city , between the points of views of institutional agents and agencies and those of urban (social) movements which began to incorporate the right to the city as a fundamental claim of their struggles. These differences will be briefly explored and laid out later on. For now, let us see how the right to the city is formulated.

According to Henri Lefebvre , the city consists of (social) spaces and (social) practices that are shaped, accessed and carried out by its inhabitants, which in turn are shaped by those spaces and practices, thus, the city is interdependent formation of space and human,

[…] man’s most successful attempt to remake the world he lives in more after his heart’s desire. But, if the city is the world which man created, it is the world in which he is henceforth condemned to live. Thus, indirectly, and without any clear sense of the nature of his task, in making the city man has remade himself.’(Park, 1967 in Harvey, 2008)

The concept of space in the context of Lefebvre’s work refers to various forms of perceptions of space. According to him, the spaces that shape the city are not only of physical or geographical nature but can be considered as perceived, conceived and lived spaces (Purcell, 2002, p.102).

This multidimensional spatiality is important in the context of the right to the city because urban space cannot just be divided and reduced to its individual components in order to be analyzed separately. This would lead to ‘the analytic destruction of space’ (Prigge, 2008, p.47).

perceived space conceived space lived space
perceived space is the physical space one encounters when moving through the city. the urban reality that interlinks the daily reality, thus, the urban network of routes that links daily routine, the private life, leisure, work conceived space is space loaded with meanings and concepts lived space is perceived and conceived space, the personal experience of space and social life, the physical space charged with symbols and imagination of its inhabitants, its users, its producers

Foucault noted that space had always been just referred to a geography: the living space, the city, the state, something given, natural, land, surface. The reduction of space to something physical neglects the fact that, here particularly in the urban context, spatial structures symbolize the invisible social relations, roles, hierarchies and powers that are distributed in the physical or geographical (urban) space (Prigge, 2008, p.47) thus, (urban) space cannot be only geographically determined because

‘the urban is […] pure form; a place of encounter, assembly, simultaneity. This form has no specific content, but is a center of attraction and life. It is an abstraction, but unlike a metaphysical entity, the urban is a concrete abstraction, associated with practice [. . .] What does the city create? Nothing. It centralizes creation. Any yet it creates everything. Nothing exists without exchange, without union, without proximity, that is, without relationships. The city creates a situation, where different things occur one after another and do not exist separately but according to their differences. The urban, which is indifferent to each difference it contains, . . . itself unites them. In this sense, the city constructs, identifies, and sets free the essence of social relationships […] ’(Lefebvre, 2003, in Prigge, 2009, p.49)

If then the city is shaped by its inhabitants and vice versa, the deciphering of (urban) spaces can reveal the spatial practices of a society while ‘spatial practice of a society secretes that society’s space’ (Lefebvre, 1991, in Prigge, 2008, p51).

Due to this interdependency of space, spatial practice and citizen, the production of (urban) space reflects the (social) conditions a society lives in. At the same time, the (social) conditions of a society reflect the way how (urban) space is produced.

The Deciphering of Global Cities

The deciphering of (urban) spaces under contemporary, thus capitalistic, conditions, reveals the processes, roles, hierarchies and power structures that Henri Lefebvre also perceived in the urban development of Paris in the 60’s of the last century (Harvey, 2008 and Holm, 2010). A Paris that strongly segregates citizens according to a social-economic logic that leads to their expulsion to remote ghettos, the Banlieus (Holm, 2010). Lefebvre also noted the extinction in distinction between urban and rural spaces (or the town and the city) due to the creation of integrated and transnational spaces (Harvey, 2008), a concept which is further developed in the context of global cities (or world cities ) and their prominent role as backbone of globalisation. According to Harvey, Henri Lefebvre predicted that the city and its development is central for the survival of capitalism and the future (but also contemporary) space of political (and) class struggle (Harvey, 2008).

The global city is a further abstraction of spatiality and represents the city that is already detached from notions such as urban or rural. The global city may occupy a geographical space but its function can only be understood in the context of a network of interconnected, thus integrated (global or world) cities. These interconnections are of national and transnational scope and need no longer be of physically nature, in form of streets, highways or railways, instead they are purely virtual. Virtual networks which allow instant information and data exchange, with the (global) cities as its nodes and hubs. Manuel Castells describes this setup as the ‘space of [data] flows’ rather then a ‘space of places’ even though the city itself is the interface between ‘space of flows’ and ‘space of places’ and won’t dissolve into the virtual network (Castells, 2004, p.85).

Saskia Sassen developed the concept of global cities in the her book ‘The global city: New York, London, Tokyo (1991)’. She assessed that global cities are the strategic command and control sites of global economy which particularly agglomerate key services of the so called F.I.R.E. sectors: finance, insurance, real estate. Those services serve an international customer base and are oriented to the world markets. They are also sites of production (of innovations) and offer (generate) the necessary market in order to trade them. Her primary focus on advanced services and innovations characterizes the internationalization of production, the organization of the division of labor on a global scale (Fröbel et al, 1980, in Beaverstock et al, 2009), i.e. production processes (often depending on cheap labour) are spatially (often globally) separated from design, innovation and management processes (Sassen, 1994 in Taylor et al, 2009), thus global cities are the prime sites of the knowledge elite that is accumulating there.

space of places space of flows
space of places are those places where people live in, where the daily life is experienced, which are bound to a locality, with physical and symbolic meanings, with form and function. Places are the symbols of the dominant power structures such as media, economy, technology or institutions, that exist and act in the ‘space of flows’. The ‘space of places’ seems to have a similar notion as Lefebvre’s ‘lived spaces’. spaces of flows can exist everywhere, they have no special characteristics, they are non-places. Their flows can be perceived as flows of information, capital, symbols, technologies, images, social interactions, etc. The city is the interface between the local ‘space of places’ and the global ‘space of flows’, thus it interlinks people or activities, in distinct geographical regions, worldwide, simultaneously. On the other hand, the city is one of the nodes that builds the global, electronically interconnected, network of spaces of flows, thus, the network of (global) cities.

Advanced producer services are those services that are produced, invented, traded and exchanged in and for the global economy. They are injected to and extracted from the global ‘space of flows’ and by that rely solely on the network of digital communication infrastructure, thus, their core can only consist of information and data. Those services operate on instruction, advice, planning, interpretation, strategy, knowledge, creativity, culture (Taylor et al, 2009), finance, real estate, or insurance (Sassen, 1991).

Sassen’s< work also represents a shift from the existing concepts of the world city at that time. Friedmann and Wolf (Friedmann and Wolff, 1982) observed their world city as command and ‘control centres of capital flows in world economy’ (Beaverstock et al, 2009). Their world city has been mainly described as intense concentration of formal powers represented by major (international) corporate headquarters and institutions. Saskia Sassen’s global city shifted the focus from the concentration of solely formal power that control (international) capital flows, to the agglomeration of services and innovations which enforce an internationalization of production (Beaverstock et al, 2009).

Similar observations (of institutional power structures) have been made 3 decades earlier as well. Peter Hall described the world city of his decade as

‘”[…] centres of political power, both national and international, and of the organizations related to government; centres of national and international trade and all kinds of economic activity, acting as entrepôts for their countries and sometimes for neighbouring countries also.” ’(Hall, 1966)

The initial concept of the global city has been further developed by the Globalization and Research Network, an academic think tank on cities in globalization at Loughborough University. The early focus on concentration of advanced producer services as the indicator for global cityness has been substituted by measurement of ‘network connectivity’ as key indicator. According to Taylor (2009), ‘network connectivity’ defines how well a city is connected to the global network of cities, thus the global economy. It is not just the number of advanced producer service firms or offices a city possesses but the level of connectivity these sites generate by being interconnected with other sites in other cities. The level of connectivity is translated into a rooster of world cities whose highest level defines pure world cities which have the highest level of advanced producer service connections to other cities, on a global scale, thus, they are the most important command and control sites of global economy, those nodes with the highest capacity in the global space of flows.

The accomplishment of world city status leads to a phenomena emblematic for contemporary globalization: the competition among cities on a global scale (Taylor et al, 2009). On the one hand, cities try to construct their global image in order to attract more services, more investment, more highly skilled information workers; on the other hand, cities try to attract for example mega-events such as the Olympic Games or the Football World Championship, conventions and other spectaculars. Those events are often the trigger for large scale (gigantic) urban development projects which might completely change the face of the city in a relatively short time frame, i.e. revitalization of neighborhoods and central city areas that result in the implicit displacement of old established neighborhoods by emerging gentrification and the accompanied increase of living costs or direct displacement of neighborhoods and slums by ‘slum clearance’ through ‘beautification’ projects (Greene, 2003, p.163). Further on, the implemented urban development schemes are then exported and replicated worldwide. One of the prominent examples is the so called Barcelona Model which has been realized as flagship urban development project for the Olympic Games of Barcelona in 1992. It attracted massive private investments and caused among others ‘the revival of the real estate market [which] was rapid and voracious, from the Olympic nomination in October 1986 to the middle of 1990 […] The market price of new and previously-built housing between 1986 and 1992 grew, respectively, 240% and 287%’ (Brunet, 1995, p.17). The ‘Barcelona Model’ serves as a blueprint for contemporary urban development in the context of mega events, lately for the preparations of the Olympic Games that will be held in Rio de Janeiro in 2016 (Fox, 2010).

Waterfronts Everywhere

Other large scale urban development schemes have been adopted worldwide as well (for European projects, see for example Les Cahiers no 147(2007) ), such as the so called waterfront development in port cities (Butuner, 2006, p.3), the revitalization of degenerated port areas (or brownfields , the general term for degenerated industrial areas). Waterfront revitalization is used here as emblematic example for a ‘ genuine urban revolution’ (Bruttomesso, 1993, p.10). Many of the world’s contemporary large and big cities are port cities due to the former importance of a settlement’s proximity to the water and the port as trigger for the emergence of transportation, trading, manufacturing or military activities and by that also for physical/geographical expansion and residential growth. The contemporary transformation of the waterfront, which represents the interface between the city and the water, is therefore a new ‘transformation in [the city’s] physical layout, function, use and social pattern’ (Butuner, 2006, p.3).

Revitalization of those often run down or abandoned industrial waterfronts and port areas that are the last evidence of the downfall of (heavy) industries and manufacturing in inner city regions, serves several purposes: from a pragmatically point of view, degenerated inner city brownfields (from ports to fabrics) are often the last vast and unused spaces available in inner city regions. The waterfront and port areas are of special interest due to their prime location on to the water (rivers or the sea) and their proximity to the inner city. A revitalized and spectacular waterfront has therefore the potential to boost the local tourism industry, to control the resident and living structure by attracting a more exclusive class of citizens, businesses and services but also to improve the ‘image’ of the city on national and global scale in order to position the city’s ‘label’ in the globalcityness competition (Butuner, 2006, p.3). Hence, a revitalized waterfront is evidence of the transformation of an industrial city to a post-industrial city, whose new mode of production is based on services, culture or tourism.

Since its early realizations in (post industrial) cities such as Boston or San Francisco (Marshall, 2001, p.118, 119) in the late 60’s, early 70’s of the 20th century, waterfront revitalization has been used as a generic and standardized tool (Butuner, 2006, p4 and Bruttomessa, 1993) that has been and still is applied in many cities in the global north and south.

Even though the local context and times always differ, similar transformations in a city’s physical and social structure can be observed as a result of waterfront revitalization:

social segregation

due to the fact that the revitalized waterfront may become an exclusive life, work, leisure and tourism zone, that relies on a correspondingly exclusive real estate, consumption and service infrastructure, accessible only for those who can afford it (Höhmann, 2010; Niedt, 2006, p.110)

social exclusion and surveillance

in order to guarantee that unwanted subjects, from homeless people to skaters, are not frequenting the area and disturb its shiny and exclusive image (IVV, 2010, p19).

gentrification

of the revitalized waterfront, the displacement of current residents (if existent) by a wealthier class due to increased living costs (Bischof, 2007, p.64; Hogan, 2006, p.31, Niedt, 2006, p.110)

new-build gentrification

that affects neighbouring quarters. No direct displacement of (old) residents takes place on the previously not inhabited waterfront but the new lifestyle that emerges after revitalization may leak to neighbouring quarters and cause gentrification there (Davidson and Less, 2005 p.1168, 1169).

The Waterfront in Development

Contemporary waterfront revitalization projects are realized for example in Hamburg, Cologne, Rio de Janeiro or Istanbul and are discussed very briefly in the following paragraphs.

Hamburg’s HafenCity

Hamburg’s HafenCity represents a large scale neoliberal inner city urbanization project, realized in an once fallow port area, the Grassbrook. Until the 1990’s, all port activities had been shifted from the inner city edge of the river Elbe, the southern edge, to the northern edge and left large areas of fallow land (Bauriedl, 2007).

The HafenCity is designed to push the ‘label Hamburg’ on the international market of competing (european and world) cities (Bischoff et al, 2009; Hafencity, 2010, p.4). The HafenCity shall not only strengthen the city’s competitiveness but strives to gain recognition as the inner city urban development blueprint for the 21th century European city (Hafencity Masterplan, 2006, p.8). It is supposed to attract and profile the creative and digital, thus information based, industries (Hafencity Masterplan, 2006, p.14). The focus on advanced producer services is expressed with the intended construction of 1 million square meters of office space, which could serve for 35 to 50 thousand working places and could attract further public and private investment (Hafencity Masterplan, 2006, p.6).

Mixed (here: demand driven) forms of living, tailored for different needs, are promoted, with a special focus on up-scale housing (Hafencity Masterplan, 2006, p.14). Besides promoting (exclusive) living on the waterfront, the HafenCity tries to gain recognition as tourist attraction with an international seaport and as the site of high-end leisure amenities and landmark architecture, such as the gigantic Opera building, the so called Elbphilharmonie, one of the modules of the waterfront development toolkit that has been previously applied for example at Sydney’s waterfront, which is well-known worldwide for (or represented by) its Opera building.

The real impact of the HafenCity on Hamburg’s social and urban structure remains to be seen. The HafenCity is still work in progress, with an intended construction period of 25 years. Already visible today is a beginning segregation of local inhabitant structures, where condos are the pre-dominant form of housing while social and affordable housing is almost not existent (Statistikamt Nord, 2007, p.3-4, Statistikamt Nord, 2008, p.231-232).

Colognes’s Rheinauhafen

Another example of waterfront revitalization in Germany can be witnessed in Cologne’s Rheinauhafen. The Rheinauhafen, once an inland transportation, stock turnover and trading hub (Dietmar, Rackoczy, 2002), well located in the old city center, is now splurging with gigantic landmark architecture (like Hamburg’s Elbphilharmonie) in form of three Kranhaus buildings. The harbor experienced its decline in the 70’s of the 20th century. In 1976, the city of Cologne finally decided to suspend its service until 2000 in order to revitalize the area (Blenck et al, 2001). Until then, all port activities had to be shifted to newly constructed harbors outside the city, to its northern and the southern extensions (Blenck et al, 2001). Despite the decline of the port, the area has never been abandoned completely. Several single cultural projects had been realized in the 1990’s such as the Immhof Schokoladenmusem in 1993 or the German Sport and Olympic Museum in 1999 (Dietmar, Rackoczy, 2002). The initial contest for revitalization proposals was hosted in 1992 (Modernes Köln, 2010).

The Rheinauhafen is designed to integrate living, working and culture with a mix of housing, office space, amenities and other consumption infrastructure (RVG, 2010). Hence, the Rheinauhafen is supposed to revaluate and promote the inner city and transform the area into a lively district.

The waterfront is promoted almost completely as exclusive living space: the Kranhaus Pandion Vista shall finally be composed of 135 luxury condos while the former warehouse Siebengebirge and the newly constructed Wohnwerft 18.20 have already sold their complete stock of apartments (RVG, 2010, RVG, 2010). Even though rented apartments are offered as well, their potential clientèle is limited to those who can afford high rents and living space beyond 100 square meters (Immonet, 2010).

Comfortable living shall be guaranteed by Cologne’s largest underground parking deck (Stredich, 2010) or the privately owned marina which is operated by Cologne’s Marina Club (Pesch, 2008). Security and protection against unwanted subjects (IVV, 2010, p.18) is enforced by private security agencies, surveillance infrastructure and the living in gated communities (here: entrance permitted by a janitor) (Immonet, 2010).

Besides housing, the Rheinauhafen is offering large amount of office space for advanced producer services. Its main aim is to attract the creative and digital industries: a hub of hightech, information based, companies is already emerging, composed of branch offices of international companies such as Electronic Arts or Microsoft (RVG, 2010).

Similar to the HafenCity , the Rheinauhafen is work in progress, although in its last state. A segregated inhabitant structure can already be observed: social and affordable housing is absent while expensive and large apartments for a correspondingly potent clientèle are the norm (Höhmann, 2010). Potential effects such as new-build gentrification in neighboring quarters like the Severinsviertel, due to the clustering of hightech, creative, cultural and tourism industries and upscale housing, remains to be seen. Even though the Rheinauhafen occupies a huge area of public space, its realization mainly focus on the construction of a new elitist neighbourhood that hosts hightech industries, housing for the hightech working force and correspondingly exclusive leisure amenities.

Istanbuls waterfront : the Galata Port Project

Several waterfront development projects have been realized in Istanbul since the 1980’s. In contrast to port cities in post-industrialized countries, where inner city ports turned into abandoned brownfields , ports in Turkish cities are still active (Butuner, 2006, p.04). One of those ports intended to be revitalized is the Galata Port located in the historic Galata quarter.

Galata Port witnessed its decline as trading hub in the 1980’s when it became unsuitable for trucks and vessels due to the increase of inner city traffic. Its mode of operation was therefore reduced to passenger transport only. Since then, the port couldn’t fulfill this function (Butuner, 2006, p.08).

An attempt to turn it fully operational is the Galata Port Project. The intended revitalization of the port shall convert the area into a leisure zone that represent a prestigious tourist entry to the city (Butuner, 2006, p.08). A modern cruise terminal shall emerge where, according to official estimations, around 12 million tourists could arrive through the water ways over the course of a year (Butuner, 2006, p.08). The necessary consumption infrastructure is expected to boost commercial and tourist industries. Hence, the general aim of Galata Port Project is the (re)definition of Istanbul’s image on national and international level in order to develop a new identity known for its cultural, tourist and commercial strength (Shafik & Steele, 2010, p.07).

Due to the fact that the project has not been realized so far, it remains to be seen how it would affect the Galata area. The project follows the logic of waterfront revitalization as catalyst for the construction of Istanbul’s global image and the development of a strong tourist and commercial industry. From a contemporary real estate point of view, ‘the long-awaited Galataport project is the most important factor driving prices exponentially up in the neighbourhood’ (Kalkavan, 2010). In contrast to the institutional point of view, residents and NGO’s are criticizing “‘the content and scope of the project’ (Butuner, 2006, p.08) as destructive. An urban transformation and renewal policy, as it has been set-up in 2005, grants full authorization to municipalities in order to initiate and realize urban development projects (Tan, 2007, p.08). This power has already been used in other districts, such as the Sululuke district for example, to evict and displace the local Gypsy community and demolish their houses under the umbrella of urban development (Tan, 2009).

Rio de Janeiro’s Old Port

The last example is going to take a look into the near future. Rio de Janeiro is going to be one of the main sites that host the Football Championship and Olympic Games in 2014 and 2016 respectively. In the course of the preparation of those spectaculars, one large scale urban development project will be the total transformation of the old port area. The construction of the port had been part of the urban reform that took place in Rio between 1903 and 1906. Pollutive industries settled in the port area but until the 1940’s it turned into a non-place. Industries shifted to neighboring quarters such as São Cristovão, along the rails, and finally to the peripheries of the city. (Ferreira Santos, 2005) The main port activities can nowadays be found in the Porto de Sepetiba (da Silva, 2009). With the construction of several main roads, the port area has finally been completely separated from central area (Ferreira Santos, 2005).

The deteriorated port region is nowadays the site of the struggle of city dwellers, urban social movements and the speculative real estate industries. Since the 1950’s, the relocation of port activities, the loose of economic and industrial importance to São Paulo, the loose of status as capital and the subsequent legal prohibition to settle in the central area enforced by Favela cleaning and demolition of Cortiços, left vast abandoned spaces and buildings in the central area (da Silva, 2009).

Cortiços are the predecessors of Favela. They are the places and agglomeration of houses where the excluded live, the oppressed, all those who don’t mix with the bourgeoisie (Azevedo, 1890).

With the announcement of two mega events, the port area is intended to be reintegrated into the cities structure. The revitalization of the area is concentrated around several cores: Transport; Technology, Communication; Habitation; Environment; Tourism; Culture; Leisure.

These urban interventions follow the Barcelona Model (Barcelona Bulletin, 2009), thus the logic of worldcityness . The city is supposed to be transformed into a city of spectacular that offers exclusive living, world class tourist amenities such as an international museum (Ferreira Santos, 2005) and a shift from the informal, tertiary, sector to advanced producer sector (Prefeitura Rio, 2010). In order to accomplish these goals, among others, city dwellers in risk areas are supposed to be resettled (Rio Negócios, 2010b) while urbanization projects shall take place in various favelas (Rio Negócios, 2010a).

A change in the cities social and urban structure has already been addressed by urban social movements, occupations and favela inhabitants (NPC, 2010). A constant conflict with the agents of real estate speculation and the police is emerging (Pela Moradia, 2010) due to intimidations and intended displacements from the central areas (Marques, 2010).

‘We see: 130 favelas that are scheduled to be removed until the Olympic Games. Millions of evictions and removals are necessary for the construction of three big highways (Transcarioca, TransWest e TransOlympic). All 73 plots of Metro land, all located in regions with infrastructure, will be sold in order to make way for the new Metro lines instead of using them for public housing. The port zone, where around 70% of the land is public, has been targeted by the Olympic plans as well, in order to enforce the gentrification of the region. Security policies, including UPP’s (unidades da polícia pacificadora – peace making police units), are prioritizing the creation of pacified zones (and walls) around Olympic infrastructure and the tourist routes to and at revitalized areas.’ (Marques, 2010)

original quote: ‘Vejamos: estão previstas remoções de 130 favelas até as Olimpíadas. Para a construção de 3 grandes vias rodoviárias (Transcarioca, Transoeste e Transolímpica) serão necessários milhares de despejos e remoções. Os 73 terrenos do Metrô, todos em áreas com infraestrutura, ao invés de usados para habitação popular, serão vendidos para fazer caixa para o metrô prometido ao COI. A Zona portuária carioca, onde cerca de 70% do solo é público, também entrou nos planos Olímpicos, para reforçar o projeto de aburguesamento da região. A política de segurança, o que inclui as UPPs, tem como prioridade criar zonas de paz (e de muros) nos entornos dos equipamentos esportivos, nas vias de acesso dos turistas a esses equipamentos e nas áreas valorizadas ou em vias de valorização.’ (Marques, 2010)

What is a Worldcity anyway?

Even though the abstract manifestations of the world city are difficult to grasp, in daily reality one can nonetheless translate the abstract to the real. The examples of waterfront development have shown that not only so called world cities such as New York or London are affected by or enforce (mega) urban development processes and models, but that smaller cities and cities in the global south are replicating them as well, as it has been seen in the case of Cologne and Rio de Janeiro.

In another oversimplified world city sketch one could draw connections from the concentration of advanced producer services that reside within a city, to the necessity of skilled and ultra mobile knowledge workers that organize these services and produce innovations. The services and workers to attract, demand a safe city and high class cultural amenities, probably their own districts or quarters, perhaps newly constructed as part of (mega) urbanization projects that revitalize brownfields or displace long established quarters, perhaps gentrified or cleaned from ‘unwanted’ subjects. Due to the effects of the city on its hinterland (the integration of urban and rural spaces but also the transnational effects caused in other world regions), a rising stream of migrants on national and international level can be observed, which are caused by devastating changes in rural areas provoked by i.e. large scale agribusiness, commanded and controlled from and within the network of (world) cities. Arriving in the city, there exist often no access to the city’s lived space, i.e. due to the lack of necessary education, different languages or valid papers and therefore the denial of access to learning facilities or work which would help to guarantee a decent living. The result is further precarization of living conditions i.e. in the peripheries of the cities or informal settlements; the necessity to work informally with corresponding institutional repression; a rising fraction of population dumped on the streets.

This sketch is by far not complete nor does it claim to be perfectly accurate. It is obvious that different cities in different geographical regions are sometimes shaped by similar, sometimes by different processes. Manuel Castells notes that each city is always connected, up to a certain extend, to the global ‘space of flows’ or the global network of (world) cities, thus each city possesses a smaller or larger fraction of worldcityness and by that experiences often similar effects and transformations of their ‘lived spaces’ (Castells, 2004).

Accumulation of Dispossession

Returning to the right to the city , David Harvey describes the coherence of contemporary urban development processes as ‘accumulation of dispossession’. In The Right to the City (2008) he argues that ‘the global urbanization boom has depended, as did all the others before it, on the construction of new financial institutions and arrangements to organize the credit required to sustain it. […] urbanization, we may conclude, has played a crucial role in the absorption of capital surpluses, at ever increasing geographical scales, but at the price of burgeoning processes of creative destruction that have dispossessed the masses of any right to the city whatsoever.’ (Harvey, 2008)

A small part of the city’s inhabitants benefit from the (planned) changes that reshape the city’s structure. For the remaining majority, the social conditions are worsening, because they are dispossessed from the freedom to freely live in, move around, use the city. Dispossessed from their homes, quarters and neighborhoods, their social networks, culture, work, from the right to shape the city, thus dispossessed from any right to the city .

This total transformation of the city engendered a new lifestyle, a lifestyle of consumerism in all possible variants, which turned quality of life and the city itself into a commodity while the defense of property became of major political interest. These ‘new’ norms can be identified in the massive spatial fragmentation of the city, in the segregation of the society and the displacement of its members, may it be due to gentrification, repression, state led requalification and revitalization or complete renewal of city quarters, which all feed into the ‘accumulation by dispossession [which] lie at the core of urbanization under capitalism’ (Harvey, 2008). Displacement and dispossession take thus place in perceived spaces but also in conceived and lived spaces where a dispossession of any sense of affiliation to a (however defined) society takes place.

Returning to Lefebvre: The right to the City

In contrast to David Harvey who approaches the right to the city through a political economy of space (Kipfer et al, 2008, p.08), for example in terms of newly invented financial tools necessary for large scale urbanization, Henri Lefebvre ‘promoted the developed of a comprehensive theory of the production of space’ (Schmid in Kipfer et al, 2008, p.08). Concepts such as the global city and urban displacement processes are immanent to Lefebvre’s conceptualization of the contemporary (western, post-war, industrialized) city, which has been the Paris of his epoch (Stanek, 2008, p.72).

Segregation and centrality, two contradictory processes at first glance, define the production of space and the reproduction of social relations in the contemporary city.

In the city, everything is separated, segregated and (socially) unconnected, the spaces specialized, functions, labor and society are divided (Stanek, 2008, p.71). Urban space as social product and without specific content means centrality : a space of ‘association and encounter of whatever exists together in one space at the same time’, a space where dominant power is centralized, a space where oppositional struggle against the dominant spacial and social form is centralized, thus urban space is the simultaneity of everything that can be brought together at one point (Kipfer et al, 2008, p.291).

Centrality as seen from the perspective of the holistic city, thus the city perceived as an entity on a macro scale, means the assimilation of the urban,
peri-urban and rural, with its urban cores, the peripheral layers that surround the city and the (contiguous but also globally spread) rural areas that are affected by the city, because the city itself concentrates power and produces the highest power: the decision (Kipfer et al, 2008, p.291). This decision produced in a city leaks into the global ‘space of flows’ and implies decision making and resulting effects on global scale, thus Henri Lefebvre’s centrality of a city can easily be translated to the concept of the global city.

The ideal city, the New Athens, is already there to be seen in the image which Paris and New York and some other cities project. The centre of decision-making and the centre of consumption meet. Their alliance on the ground based on a strategic convergence creates an inordinate centrality. We already know that this decision-making centre includes all the channels of information and means of cultural and scientific development. Coercion and persuasion converge with the power of decision-making and the capacity to consume. Strongly occupied and inhabited by these new Masters, this centre is held by them. Without necessarily owning it all, they possess this privileged space, axis of a strict spatial policy. Especially, they have the privilege to possess time. Around them, distributed in space according to formalized principles, there are human groups which can no longer bear the name of slaves, serfs or even proletarians. What could they be called? Subjugated, they provide a multiplicity of services for the Masters of this State solidly established on the city.’ (Lefebvre, 1996, in Kipfer et al, 2008, p.291)

Segregation and fragmentation of the urban space means centrality on the ground level.

‘[…] And yet everything (“public facilities,” blocks of flats, “environments of living”) is separated, assigned in isolated fashion to unconnected “sites” and “tracts”; the spaces themselves are specialized just as operations are in the social and technical division of labour’ (Levebfre in Stanek, 2008, p.71)

Urban space becomes gentrified , revitalized and transformed , land becomes parceled, the city is zoned and segregated (Stanek, 2008, p.72). Those fragments the city consists of are homogenized , thus every difference within them is eliminated which leads to hierarchization of urban spaces and within society (Stanek, 2008, p.72). Lefebvre differentiates between two forms of difference , minimal and maximal difference (Kipfer, 2008, p.203).

Kipfer (2008, p.202-208, 296) notes that, minimal difference (or indifference) produces the capitalist form of life and is produced by ‘appropriating and monopolizing the urban space as a productive force, […] commodified festivity, racialized suburban marginality, multiculturalized ethnicity, […] parcelized social spaces planned in vulgar modernist fashion, […] alienations of property, individualism and group particularism’. The city of minimal differences is the city of resorts, university compounds, gated communities, slums, exclusive districts or working class quarters, but also the city of established differences , the patriarchal family, the reproduction of ‘established’ norms (discursively fixed identities or according to ‘natural’ distinguishing characteristics) onto women, immigrants, the poor, the old, the ill and their expulsion to dedicated (often peripheral) urban regions (favelas in Brasil, Banlieus in France, social hotspots in Germany), public housing tracts or specialized institutions.

To the contrary, maximal difference is produced difference, thus fully lived forms of plurality and individuality, an articulated identity based on rich social relations and not affected by any form of indifference. It is the quest for a unalienated, festive, creative, self-determined, fully lived urban society (Kipfer, 2008, 203) that is not forced into a space that was produced only for the purpose of discrimination (Kipfer et al, 2008, 293).

Maximal difference is incompatible with minimal difference (Kipfer, 2008, 203). Due to this incompatibility, a transformation of minimal differences to maximal differences will result in the right to the city . How this transformation can be achieved remains to be seen. Existing spaces of (at least intended) maximal difference and alternative practices such as social centres, squats, or self managed enterprises have not reached sufficient weight so far, thus, according to Lefebvre a ‘transformation can be achieved only by [more] social struggles for political self-determination and a new spatial centrality, which help liberate difference from the alienating social constraints produced by capital, state, and patriarchy.’ (Lefebvre, 1970 in Kipfer et al, 2008, p.08)

The right to the city is therefore complemented by the right for difference. These rights are not of normative nature, thus rights granted by institutions (the right or obligation to vote) which do not prevent social, economical and cultural exclusion (Gilbert and Dikeç, 2008, p.258), but rights that area undetachable human properties, ‘defined and redefined by political action, social relations […] and the sharing of space’ (Gilbert and Dikeç, 2008, p.258,259). The continuous re-negotiation of those rights essentially means the active participation in societies self-management (Gilbert and Dikeç, 2008, p.260) where ‘each time a social group refuses passively to accept its conditions of existence, of life or of survival, each time such a group attempts not only to learn but to master its own conditions of existence.’ (Lefebvre, 1996 in Gilbert and Dikeç, p.260).

Conclusion

The concept of the right to the city according to Henri Lefebvre and its further development clearly shows that this right is supposed to be an undetachable attribute of every person and represents a momentarily utopian model of a
society. The right to the city is continuously (re)negotiated in socially interwoven dialogues between every single individual and will therefore lead to new modes of organisation, the shaping of lived space or forms of interpersonal communication and attitudes, by overcoming the contemporary, accepted as ‘naturally’ given or ‘discursively fixed’, social norms.

If we consider the present world and its societies, the right to the city won’t be accomplished by mere waiting or the acceptance of institutionalised appropriation. By its core, the right to the city might enable a self-organized and self-determined society where every individual is expressing and producing itself in as diverse and comprehensive ways as possible, not separated from but embedded in its environment, its lived space. This excludes a normative granting of rights with its intrinsic power structures and hierarchies, as it has been laid out previously, by default.

It can already been seen in contemporary discourse, mainly on institutional level such as the ‘Right to the city’ discourse of UNESCO/UN-Habitat, that the used concept of the right to the city is often condensed to a right that is again granted to the citizen by a however defined city administration:

The right to the city signifies societal ethics cultivated through living together and sharing urban space. It concerns public participation, where urban dwellers possess rights and cities—city governments and administrations—possess obligations or responsibilities. Civil and political rights are fundamental, protecting the ability of people to participate in politics and decision-making by expressing views, protesting and voting. The exercise of substantive urban citizenship thus requires an urban government and administration that respects and promotes societal ethics. It also demands responsibilities of citizens to use and access the participatory and democratic processes offered.’ (Brown, 2009, p.17)

Another often cited example is the Brazil City Statute from 2001. Even though not as comprehensive as the right to the city, it grants, among others, (homeless) city dwellers the right to make use of (occupy) empty buildings that actually do not serve any social function if abandoned since years, and which force the city to invest in the city to improve the living conditions of its citizens (da Silva, 2009). In the light of massive repression against urban social movements, occupations and favelas in Brazilian cities alone in 2010, its is obvious that those rights merely exist on paper and have no impact in daily reality (two of 4 big squatted buildings that have been occupied in October 2010 by around 3800 people in the centre of São Paulo, are already evicted and its people expulsed back to the peripheries of the city; the intended revitalization of the centre of Rio de Janeiro for the comming mega events and its already beginning repression has already been laid out briefly).

The analysis of worldcityness, the city’s function in the global ‘space of flows’ that determines globalization, and the resulting processes visible in the city’s urban and social structure, may have indicated (to a certain extend) how the contemporary city is shaped and that the right to the city cannot be achieved under contemporary (capitalistic) conditions.

How the right to the city can be accomplished then, by the citizens on the streets, remains to be seen. The social struggle that Henri Lefebvre reckoned in order to achieve the right to the city to its full extend is slightly visible in the struggle of urban social movements, campaigns and grassroots groups. Even though they are already focusing on the concept of the right to the city in various flavours, only a few go currently beyond the claim (often still addressed to the cities governments) for decent housing or the right to work in the centre.

the question of what kind of city we want cannot be divorced from that of what kind of social ties, relationship to nature, lifestyles, technologies and aesthetic values we desire. The right to the city is far more than the individual liberty to access urban resources: it is a right to change ourselves by changing the city’.(Harvey, 2008)


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